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Critical Third Parties: Strengthening UK Financial Services
Regulators jointly oversee services provided by designated critical third parties (CTPs) to reduce systemic risks to the UK Financial System. -
Our Risk Outlook 2014
Our Risk Outlook sets out our approach to assessing risks to our objectives. It analyses the fundamental causes of risk and how these affect the financial services market and its participants. -
London Economics report on competition and collaboration in UK payment systems [pdf]
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John Griffith-Jones confirms plan to leave the FCA and PSR in March 2018
Both undertake a vital role in ensuring that the UK financial markets work well and that the interests of consumers and users of those markets are protected. ... To support this it has three operational objectives: to secure an appropriate degree of -
Atticus Holdings International (clone)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. -
Global Asset Management (cloned firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. -
Sentinel Trading Investment Corporation
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Fast-growing firms (FGFs) multi-firm review
We summarise our findings and set out our expectations of FCA solo-regulated fast-growing firms to identify, assess and manage the risks arising from their activities. -
FCA v Huobi Global S.A. and Others: Particulars of Claim dated 21 October 2025 [pdf]
Supporting document in FCA's legal proceedings against global crypto exchange HTX (formerly Huobi) for illegally promoting cryptoasset services to UK consumers. -
Implementing the Consumer Duty in the Retail Finance Providers portfolio [pdf]
Consumer Duty letter for the Retail Finance Providers portfolio