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Guidance on the duty of responsibility: PS17/9
In this Policy Statement, we set out guidance in the Decision Procedure and Penalties Manual (DEPP) on how we will enforce the ‘duty of responsibility’. -
Research Note: Understanding the UK ESG Ratings Market: Findings from Our Surveys [pdf]
Findings and analysis from our surveys of environmental, social and governance (ESG) users and rating providers exploring the UK ESG ratings market. -
The FCA’s Consumer Duty will lead to a major shift in financial services
The Financial Conduct Authority (FCA) has confirmed its plans to bring in a new Consumer Duty, which will fundamentally improve how firms serve consumers. -
FCA orders Beauforce Corporation to stop operating and return client money
The FCA has restricted Beauforce Corporation Limited from carrying out any regulated activities. -
Price and Value Outcome: Good and Poor Practice
This publication collates insights from our supervisory work on the price and value outcome since the introduction of the Consumer Duty. It’s intended to help firms improve the way they think about fair value assessments. -
Final Notice 2022: J Hawes Solutions ltd [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Notice of Decision 2024: Clapham Commercials Maxus York Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information for former customers of FXVC
We have become aware that former customers of Finteractive Ltd (trading as FXVC) have been targeted by scammers. -
Josef Frank Global (Clone); trading as JF Global (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
CISA SL Corporate Investment Services
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.