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Case concerning CEO referred to the Upper Tribunal
Ms Grigg’s failures resulted in the group operating under a flawed risk management framework which did not adequately identify and mitigate risks to the group’s customers, causing consumer detriment. ... To support this it has three operational -
CIBC Bancorp Ltd
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Grayson House AG
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
UK Pension Loans
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Halifax Trust Group
Halifax Trust Group is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
World Wide Lenders
World Wide Lenders is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Call for Input: Open finance
In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response. -
Notice of Decision 2025: Signzworld Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
ELITE CHAIN CAPITAL
ELITE CHAIN CAPITAL is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Energy Advice Group
We have published this statement to warn consumers against dealing with unauthorised firms.