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FCA steps up focus on fair use of client dealing commission
The Financial Conduct Authority (FCA) has today published a review of how firms use dealing commission - the charges paid by consumers for executing trades and external research, worth around £3 billion ... Brokers did not explicitly price their -
What does the future of insurance broking look like?
Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Beware of high-risk investments from unregulated firms
The FCA is concerned people are being encouraged to invest in high-risk schemes offered by unregulated firms without appreciating the risks involved. -
Research Note: Reading between the lines: understanding of targeted support in retail investments
This note explores how consumers respond to communications about targeted support for retail investments. -
The FCA launches review into price comparison websites
Look at the possible inappropriate use of consumers’ data, or people being directed towards unauthorised insurers; and. ... That distribution channels do not go far enough to promote transparency for consumers on financial products and services; and. -
Competition and conduct regulation in financial services
Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Expect the unexpected: cyber security in 2017 and beyond
Speech by Nausicaa Delfas, Executive Director at the FCA, delivered at the Financial Information Security Network. -
Response to the CMA’s final report for its digital comparison tools market study
We are encouraged that the CMA’s research has found that people mainly have positive views and experiences of DCTs. ... The CMA’s report has identified a number of areas for us to explore that could help DCTs to work better for consumers. -
Financial Lives 2022 survey – people’s stories and the Consumer Duty
Read selected stories about the experiences of respondents who completed the Financial Lives 2022 survey. -
FCA highlights continued support for consumers struggling with payments
The FCA is highlighting its continued support for consumers struggling with payments due to coronavirus (Covid-19).