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Notice of Decision 2023: Norman Frederick Little [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Brits Finance (clone) (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
Apollo Financial Management
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
FCA Catalyst default statement
Our consumer pages have more information for ARM investors. -
Global Partners Securities
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Global Mergers Corporation
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
A new approach to financial advice regulation
Taking a different approach to financial advice is crucial for future success. -
Final Notice 2021: A.B.S Ideal Homes Limited [pdf]
This final notice (A.B.S Ideal Homes Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Prestige Vans Ltd [pdf]
This final notice (Prestige Vans Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Notice of Decision 2025: Motion Automotive Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.