Showing 4631 to 4640 of 25928 search results for financial lives.

4631. Sachs Trust

      Warnings

      Published: 11/09/2013

      Last modified: 25/04/2014

      We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

4632. Cryptozoption

      Warnings

      Published: 26/07/2023

      Last modified: 26/07/2023

      Cryptozoption is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

4633. CHCL Care

      Warnings

      Published: 16/06/2026

      Last modified: 16/06/2026

      CHCL Care is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

4634. Regulation of markets in financial instruments

      Markets

      Published: 23/05/2016

      Last modified: 11/08/2023

      UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

4635. Final Notice 2020: Barclays [pdf]

      Final notices

      Published: 15/12/2020

      This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty.

4636. CryptoExplodeAI

      Warnings

      Published: 08/08/2025

      Last modified: 08/08/2025

      CryptoExplodeAI is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

4637. soleideas.net

      Warnings

      Published: 03/09/2024

      Last modified: 03/09/2024

      soleideas.net is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

4638. Redress liabilities: the polluter pays

      Firms

      Published: 14/01/2025

      Last modified: 14/01/2025

      Learn how to identify and report polluting behaviour by firms who try to avoid liabilities.

4639. Pip Guide

      Warnings

      Published: 20/10/2025

      Last modified: 20/10/2025

      Pip Guide is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

4640. Homebasetrading

      Warnings

      Published: 22/10/2025

      Last modified: 22/10/2025

      Homebasetrading is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.