Showing 6991 to 7000 of 25944 search results for financial lives.

6991. spectrumcapitals.net

      Warnings

      Published: 11/03/2026

      Last modified: 11/03/2026

      spectrumcapitals.net is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

6992. Frank Breuer 2026: Final Notice [pdf]

      Final notices

      Published: 12/05/2026

      This Final Notice refers to breaches of FIT, COCON 2.1.1 and APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Investment Adviser sector. We imposed a prohibition and a financial penalty.

6993. Black Rose Financial (clone of FCA authorised firm)

      Warnings

      Published: 23/02/2011

      Last modified: 04/06/2015

      Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

6994. Financial Trust Incorporation

      Warnings

      Published: 01/04/2013

      Last modified: 15/04/2021

      Financial Trust Incorporation is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

6995. Financial Crime Newsletter - No 1 [pdf]

      Newsletters

      Published: 25/07/2013

      Last modified: 25/07/2013

      Financial crime informs all aspects of our work, from our scrutiny of new authorisation applications to our day-to-day supervision of financial firms.

6996. Price discrimination in financial services [pdf]

      FCA research

      Published: 05/07/2018

      Last modified: 05/07/2018

      How should we deal with questions of fairness?

6997. assetoptionsgp.com

      Warnings

      Published: 20/02/2024

      Last modified: 20/02/2024

      assetoptionsgp.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

6998. Fxalchemy LTD

      Warnings

      Published: 04/03/2024

      Last modified: 04/03/2024

      Fxalchemy LTD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

6999. edrinvestments.com

      Warnings

      Published: 12/08/2024

      Last modified: 12/08/2024

      edrinvestments.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

7000. VERTIGO TRADE

      Warnings

      Published: 31/08/2023

      Last modified: 31/08/2023

      VERTIGO TRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.