Showing 8941 to 8950 of 25990 search results for financial lives.

8941. Final Notice 2022: Simon Tyson [pdf]

      Final notices

      Published: 06/10/2022

      This Final Notice (Simon Tyson) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial penalty

8942. Final Notice 2024: PricewaterhouseCoopers LLP [pdf]

      Final notices

      Published: 16/08/2024

      This Final Notice (PricewaterhouseCoopers LLP) refers to the breach of Regulation 2 of the Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001 (SI 2001/2587) related to failing to act on information appropriately in

8943. Expert Advisories

      Warnings

      Published: 16/10/2024

      Last modified: 16/10/2024

      Expert Advisories is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

8944. Sapphire Markets

      Warnings

      Published: 07/12/2023

      Last modified: 07/12/2023

      Sapphire Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

8945. HANNAH PORTFOLIO

      Warnings

      Published: 19/02/2025

      Last modified: 19/02/2025

      HANNAH PORTFOLIO is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

8946. FSA Final Notice 2008: OCS Property and Financial Services Limited [pdf]

      Final notices

      Published: 13/06/2008

      Last modified: 14/06/2014

      FSA Final Notice 2008: OCS Property and Financial Services Limited

8947. Cover Team Direct

      Warnings

      Published: 17/06/2021

      Last modified: 24/08/2021

      Cover Team Direct is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

8948. The Best Fixed Rates

      Warnings

      Published: 28/06/2021

      Last modified: 29/06/2021

      The Best Fixed Rates is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

8949. http://www.utbonline.net

      Warnings

      Published: 01/04/2013

      Last modified: 15/04/2021

      http://www.utbonline.net is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

8950. Global Pro Trader

      Warnings

      Published: 19/05/2020

      Last modified: 19/05/2020

      Global Pro Trader is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.