Showing 9381 to 9390 of 25990 search results for financial lives.

9381. Final Notice 2021: Credit Suisse International, Credit Suisse Securities (Europe) Ltd, and Credit Suisse AG [pdf]

      Final notices

      Published: 19/10/2021

      This Final Notice refers to breaches of Prin 2 and Prin 3 related to financial crime and anti-bribery and corruption failings in the investment banking sector. We imposed a financial penalty

9382. Decision Notice 2018: Linear Investments Limited [pdf]

      Decision notices

      Published: 27/09/2018

      This decision notice refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. Our view is that a fine should be imposed. Linear has agreed the facts set out in the Notice, as well as liability for the

9383. WALTHBURG CAPITALS

      Warnings

      Published: 13/05/2024

      Last modified: 13/05/2024

      WALTHBURG CAPITALS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

9384. FOREX-FUNDERS.COM

      Warnings

      Published: 27/12/2023

      Last modified: 27/12/2023

      FOREX-FUNDERS.COM is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

9385. Chase Capital Online

      Warnings

      Published: 14/02/2022

      Last modified: 14/02/2022

      Chase Capital Online is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

9386. M & A Global group

      Warnings

      Published: 01/01/2009

      Last modified: 13/09/2014

      We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

9387. Property Shares

      Warnings

      Published: 18/02/2016

      Last modified: 18/02/2016

      We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised individual and how to protect yourself from scammers.

9388. MoU between the FSA and the Swiss Office of Private Insurance [pdf]

      Memorandums of understanding

      Published: 10/02/2006

      Last modified: 30/05/2013

      The purpose of this Memorandum of Understanding is also to involve the Authorities in the supplementary supervision of Insurance Groups and Financial Conglomerates that are under supplementary supervision of FOPI or where swiss insurance undertaking

9389. The coronavirus (Covid-19) financial resilience survey data

      Data

      Published: 07/01/2021

      Last modified: 07/01/2021

      The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

9390. Legacy publications

      Last modified: 29/12/2025

      The FCA provides information on how to obtain legacy publications, including some rulebooks, of FCA predecessor organisations.