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Showing 9691 to 9700 of 25990 search results for financial lives.

  1. Eagle Bank & Financial Services

    Warnings

    Published: 01/04/2013

    Last modified: 15/04/2021

    Eagle Bank & Financial Services is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. Final Notice 2019: Kevin Gorman [pdf]

    Final notices

    Published: 20/12/2019

    This Final Notice refers to breaches of Article 19(1) of MAR related to failing to notify trading in shares to their issuer and the FCA as a PDMR in the issuer sector. We imposed a financial penalty.
  3. Final Notice 2019: Paul Stephany [pdf]

    Final notices

    Published: 05/02/2019

    This Final Notice (Paul Stephany) refers to breaches by an individual of Statement of Principle 2 and 3 relating to failing to observe proper standards of market conduct and failing to act with due skill, care and diligence in the asset management
  4. Handbook Notice 127 [pdf]

    Handbook

    Published: 28/02/2025

    This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 30 January and 27 February 2025.
  5. Handbook Notice 122 [pdf]

    Handbook

    Published: 04/10/2024

    This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 18 September 2024 and 3 October 2024.
  6. Handbook Notice 48 [pdf]

    Handbook

    Published: 20/10/2017

    Last modified: 20/10/2017

    This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 12 September and 19 October 2017. It also describes changes made by
  7. Virturo / virturo.com

    Warnings

    Published: 19/08/2025

    Last modified: 19/08/2025

    Virturo / virturo.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Great Crypto Assets

    Warnings

    Published: 17/01/2022

    Last modified: 17/01/2022

    Great Crypto Assets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Compare Fixed Rates

    Warnings

    Published: 23/09/2021

    Last modified: 19/10/2021

    Compare Fixed Rates is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. Apexcryptofxtrade Company

    Warnings

    Published: 07/01/2022

    Last modified: 10/01/2022

    Apexcryptofxtrade Company is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
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