Showing 9731 to 9740 of 25990 search results for financial lives.

9731. FX INVESTMENT MINER

      Warnings

      Published: 29/11/2022

      Last modified: 29/11/2022

      FX INVESTMENT MINER is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

9732. OFT Requirement Notice: Financial Processing UK Ltd [pdf]

      Requirement notices

      Published: 16/11/2009

      Last modified: 15/04/2014

      This Notice from the OFT placed a requirement on Financial Processing UK Ltd (Post Net Ltd) which applies to its Consumer Credit Interim Permission.

9733. REP025 data item: FAQs

      Firms

      Published: 26/10/2023

      Last modified: 10/12/2024

      Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

9734. PRIIPs Regulation

      Firms

      Published: 03/12/2015

      Last modified: 07/04/2026

      Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

9735. Final Notice 2022: BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited [pdf]

      Final notices

      Published: 08/12/2022

      This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Trading Firm sector. We imposed a financial

9736. LION PRIME FX

      Warnings

      Published: 06/08/2024

      Last modified: 06/08/2024

      LION PRIME FX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

9737. FCA Final Notice 2014: Timothy Adrian Hughes [pdf]

      Final notices

      Published: 17/04/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of APER 7 related to unfair treatment of customers, conflicts of interest, and lack of fitness/propriety in the investment advisors and platforms sector. We imposed a prohibition, withdrawal, and public censure.

9738. London Bonds Agency

      Warnings

      Published: 13/04/2021

      Last modified: 13/04/2021

      London Bonds Agency is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

9739. Option Stars Global

      Warnings

      Published: 25/06/2018

      Last modified: 25/06/2018

      Option Stars Global is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

9740. Hardwicke Advisory (www.hardwickeadvisory.com)

      Warnings

      Published: 01/02/2011

      Last modified: 13/09/2014

      We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.