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FOI8512 Annex A [xlsx]
The FCA provides data on Skilled persons reviews commissioned under section 166 of the Financial Services and Markets Act 2000 (FSMA). -
The Importance of Diversity
Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019. -
Tesco to pay redress for market abuse
The Financial Conduct Authority (FCA) announced in March that Tesco plc and Tesco Stores Limited (Tesco) have agreed that they committed market abuse in relation to a trading update published on 29 August 2014, which gave a false or misleading -
@ForexTradingMarket
@ForexTradingMarket is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
The power of benchmarks: an analysis of the ICE swap rate
trillions of pounds of contracts in markets ranging from gold to oil, silver and foreign exchange. ... One of the biggest of those benchmarks - by underlying market volume – is the ICE swap rate. -
Mortgage Charter uptake archived monthly data
This data is now archived. The FCA provides monthly data from firms who have signed up to the Government’s Mortgage Charter. -
Final Notice 2026: Bhavesh Hirani [pdf]
This Final Notice (Bhavesh Hirani) refers to breaches of market abuse related to Market Abuse Regulation. We imposed a financial penalty. -
FSA - Handbook Notice 106 [pdf]
On 19 January 2011 the FSA Board made changes to the Handbook which give guidance on ‘acting in concert’ and ‘deemed voting power’ following legislative changes made to the controllers’ regime in the Financial Services and Markets Act 2000 -
Transparency in insurance renewals
Find out how to make sure you are complying with our rules when renewing policies with your customers. -
Berne Financial Services Agreement for UK and Swiss firms
The BFSA allows UK and Swiss firms to provide certain financial services on a cross-border basis.