Showing 1081 to 1090 of 7863 search results for market watch.

1081. FAMR Baseline tracking

      External research

      Published: 24/09/2018

      Last modified: 24/09/2018

      The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer

1082. FSA Final Notice 2013: Patrick Sejean [pdf]

      Final notices

      Published: 24/01/2013

      Last modified: 31/05/2013

      For the reasons set out in this Final Notice, the FSA is taking action against Patrick Sejean

1083. Securitisation Repositories

      Markets

      Published: 20/09/2020

      Last modified: 10/01/2024

      A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply.

1084. Euro Global Markets Limited

      Warnings

      Published: 13/06/2018

      Last modified: 13/06/2018

      Euro Global Markets Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

1085. Rolling regulation forwards

      Speeches

      Published: 16/11/2022

      Last modified: 05/12/2025

      Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner.

1086. AIFMD marketing notification form [doc]

      Forms

      Published: 11/07/2014

      Last modified: 18/01/2019

      AIFMD - notification of intention to provide or amend cross border services in another EEA state for marketing of AIF (article 32); and/or notification of intention to market an AIF in the United Kingdom (article 31) (SUP13 Annex 8BR).

1087. FCA response to the Davis Review

      Statements

      Published: 10/12/2014

      Last modified: 12/01/2026

      In future the annual Business Plan will be released to all market participants at the same time. ... Chief Executive, Martin Wheatley, Director of Supervision, Clive Adamson, Director of Communications and International, Zitah McMillan and Director of

1088. NPPR supervisory co-operation arrangements (MoUs)

      Firms

      Published: 27/05/2016

      Last modified: 25/09/2023

      The FCA provides information on Memorandums of Understanding (MoUs) and it is a pre-condition under the Alternative Investment Fund Managers Directive (AIFMD)

1089. FSA - Handbook Notice 101 [pdf]

      Handbook

      Published: 24/06/2010

      Last modified: 30/05/2013

      On 24 June 2010, the FSA Board made changes to the Handbook which make minor administrative amendments to the Handbook, none of which represents any change to Handbook policy

1090. Final Notice 2026: Dipesh Kerai [pdf]

      Final notices

      Published: 10/02/2026

      This Final Notice (Dipesh Kerai) refers to breaches of market abuse related to Market Abuse Regulation. We imposed a financial penalty.