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Transaction reporting resources
To help you understand your firm’s transaction reporting requirements, read more on applicable legislation, regulatory technical standards, non-legislative materials and regulatory updates. -
Market abuse
Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place. -
Market Watch 75
Newsletter on market conduct and transaction reporting issues, October 2023. -
Market Watch 76
Newsletter on market conduct and transaction reporting issues, October 2023. -
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Market Watch 71
In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60. -
Market Watch 66
In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking. -
Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]
This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period. -
Transaction reporting
We use transaction reports to detect and investigate market abuse. Read more about the regime and whether you need to submit transaction reports. -
Market Watch 74
n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.