Showing 1101 to 1110 of 7864 search results for market watch.

1101. Final Notice 2026: Equity for Growth (Securities) Limited [pdf]

      Final notices

      Published: 30/07/2026

      This Final Notice refers to breaches of COBS relating to misleading financial promotions in the Wholesale Financial Markets sector. The FCA issued a public censure.

1102. search-best-isa-market.com

      Warnings

      Published: 16/07/2021

      Last modified: 16/07/2021

      search-best-isa-market.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

1103. Primary Market Bulletin 31

      Newsletters

      Published: 11/11/2020

      Last modified: 11/06/2026

      This edition of the FCA’s Primary Market Bulletin covers cannabis listings, Covid-19 corporate reporting, prospectus annexes and MAR obligations.

1104. AIFMD marketing notification form [doc]

      Forms

      Published: 11/07/2014

      Last modified: 18/01/2019

      AIFMD - notification of intention to provide or amend cross border services in another EEA state for marketing of AIF (article 32); and/or notification of intention to market an AIF in the United Kingdom (article 31) (SUP13 Annex 8BR).

1105. Rolling regulation forwards

      Speeches

      Published: 16/11/2022

      Last modified: 05/12/2025

      Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner.

1106. Inet Markets / www.inetmarkets.com

      Warnings

      Published: 03/01/2023

      Last modified: 03/01/2023

      Inet Markets / www.inetmarkets.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

1107. Final Notice 2026: Dipesh Kerai [pdf]

      Final notices

      Published: 10/02/2026

      This Final Notice (Dipesh Kerai) refers to breaches of market abuse related to Market Abuse Regulation. We imposed a financial penalty.

1108. Final Notice 2025: Diego Urra [pdf]

      Final notices

      Published: 12/09/2025

      This Final Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse, market manipulation, failing to act with integrity and lack of fitness/propriety in the investment bank sector. The

1109. NPPR supervisory co-operation arrangements (MoUs)

      Firms

      Published: 27/05/2016

      Last modified: 25/09/2023

      The FCA provides information on Memorandums of Understanding (MoUs) and it is a pre-condition under the Alternative Investment Fund Managers Directive (AIFMD)

1110. FCA response to the Davis Review

      Statements

      Published: 10/12/2014

      Last modified: 12/01/2026

      In future the annual Business Plan will be released to all market participants at the same time. ... Chief Executive, Martin Wheatley, Director of Supervision, Clive Adamson, Director of Communications and International, Zitah McMillan and Director of