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MiFID II wholesale firms conference 2015
describe how we propose to work with market participants during the implementation process. ... Nick Bayley (Chair), Senior Markets Adviser, FCA. Edwin Schooling Latter, Head of Markets Policy, FCA. -
Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update
This edition of the FCA’s Primary Market Bulletin covers financial reporting, going concern assessments and shareholder engagement. -
Is it a Wonderful Life?
Speech by Charles Randell, Chair, FCA delivered at the Retail Banking Conference 2019 in London -
FCA Annual Public Meeting 2015
Our APM took place on 22 July 2015, where we discussed our 2014/15 Annual Report. -
FCA fines US based oil trader US $903K for market manipulation
The Financial Conduct Authority (FCA) has fined US based High Frequency Trader, Michael Coscia, US $903,176 (£597,993) for deliberate manipulation of commodities markets. -
Preparing your firm's financial information
Find out what financial information to include before you submit an application to be authorised by us. -
FCA confirms introduction of rent-to-own price cap
The Financial Conduct Authority (FCA) has today confirmed the introduction of a price cap to protect some of the most vulnerable customers in the UK in the rent-to-own (RTO) sector. The cap will be introduced from 1 April 2019 and will save -
Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted
On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and -
Wealth Management Association (formerly APCIMS) speech
Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Our Annual Report and Accounts 2023/24
Our Annual Report and Accounts sets out our progress and key achievements over the past year.