Showing 1151 to 1160 of 7863 search results for market watch.

1151. Final Notice 2017: Tejoori Limited [pdf]

      Final notices

      Published: 14/12/2017

      This final notice refers to breaches of the Market Abuse Regulation related to market abuse in the issuer sector. We imposed a fine.

1152. FSA Commentary on FSA Complaints Data 2009 H2 [pdf]

      Data

      Published: 19/04/2013

      Last modified: 04/08/2016

      FSA commentary on FSA Aggregate Complaints Data 2009 H2 including highlights.

1153. Market cleanliness statistics 2020/21

      Data

      Published: 15/07/2021

      Last modified: 15/07/2021

      We're publishing the Market Cleanliness Statistics 2020/21 for the UK equity markets.

1154. FOREXTRON Innovation Markets

      Warnings

      Published: 22/08/2023

      Last modified: 14/03/2024

      FOREXTRON Innovation Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

1155. FCA statement on short selling bans and reporting

      Markets

      Published: 17/03/2020

      Last modified: 13/07/2026

      Find out the powers the FCA are provided with by the Short Selling Regulation (SSR).

1156. Final Notice 2024: PricewaterhouseCoopers LLP [pdf]

      Final notices

      Published: 16/08/2024

      This Final Notice (PricewaterhouseCoopers LLP) refers to the breach of Regulation 2 of the Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001 (SI 2001/2587) related to failing to act on information appropriately in

1157. Final Notice 2022: Simon Tyson [pdf]

      Final notices

      Published: 06/10/2022

      This Final Notice (Simon Tyson) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial penalty

1158. FSA Complaints data 2012 H1 [pdf]

      Data

      Published: 22/04/2013

      Last modified: 04/08/2016

      Aggregate complaints statistics: 2006 - 2012 (H1). Including opened, closed, upheld, speed of closure and redress.

1159. FSA - Primary Market Bulletin No.4: Summary of actions [pdf]

      Newsletters

      Published: 05/12/2012

      Last modified: 03/08/2016

      As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners guidance on a number of aspects of the Listing Rules (LR), the Prospectus Rules (PR) and the Disclosure and

1160. Data Bulletin: December 2017 - Regulated mortgage lending

      Data

      Published: 07/12/2017

      Last modified: 21/08/2019

      This issue of the Data Bulletin focuses on the latest trends in regulated mortgage lending over the last ten years.