Showing 1161 to 1170 of 7864 search results for market watch.

1161. Primary Market Technical Note 801.2: Disclosures in relation to ESG matters, including climate change [pdf]

      Primary market

      Published: 20/12/2021

      Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation (MAR) and the Prospectus Regulation (PR) are subject to a range of disclosure

1162. Primary Market Bulletin Issue 17 [pdf]

      Newsletters

      Published: 29/03/2017

      This edition of the FCA’s Primary Market Bulletin covers managing sponsor conflicts of interest.

1163. 2015 Disclosure Log

      Last modified: 31/12/2025

      The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

1164. Final Notice 2017: Tejoori Limited [pdf]

      Final notices

      Published: 14/12/2017

      This final notice refers to breaches of the Market Abuse Regulation related to market abuse in the issuer sector. We imposed a fine.

1165. Societies cancelled in 2013 [pdf]

      Data

      Published: 18/08/2016

      Societies that have been cancelled for not submitting their annual returns and account in 2013.

1166. UK EMIR news archive

      Firms

      Published: 22/05/2016

      Last modified: 30/09/2024

      Read our archive of news relating to UK and EU EMIR dating back to August 2013.

1167. Primary Market Bulletin Issue 26 [pdf]

      Newsletters

      Published: 17/12/2019

      This edition of the FCA’s Primary Market Bulletin covers updated technical notes on prospectus regulation.

1168. Final Notice 2024: PricewaterhouseCoopers LLP [pdf]

      Final notices

      Published: 16/08/2024

      This Final Notice (PricewaterhouseCoopers LLP) refers to the breach of Regulation 2 of the Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001 (SI 2001/2587) related to failing to act on information appropriately in

1169. FSA Commentary on FSA Complaints Data 2009 H2 [pdf]

      Data

      Published: 19/04/2013

      Last modified: 04/08/2016

      FSA commentary on FSA Aggregate Complaints Data 2009 H2 including highlights.

1170. Final Notice 2022: Simon Tyson [pdf]

      Final notices

      Published: 06/10/2022

      This Final Notice (Simon Tyson) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial penalty