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Primary Market Bulletin Issue 26 [pdf]
This edition of the FCA’s Primary Market Bulletin covers updated technical notes on prospectus regulation. -
Annual notification form [docx]
Guidance in relation to our sponsor competence requirements (LR 8.6.7R (2)), including advice on completing the relevant sections of the annual notification form, can be found in FCA Technical Note 714.2 and 715.1. -
Final Notice 2022: Philippe Moryoussef [pdf]
This Final Notice refers to Mr Moryoussef’s fitness and propriety to perform a regulated function, following his conviction for conspiracy to defraud. We have prohibited Mr Moryoussef from performing any function in relation to a regulated activity -
Final Notice 2020: Redcentric PLC [pdf]
This final notice (Redcentric PLC) refers to a breach of section 118(7) FSMA and the committal of market abuse by the publishing of false and misleading information about the financial position of an AIM-listed company. We imposed a public censure -
UK EMIR news archive
Read our archive of news relating to UK and EU EMIR dating back to August 2013. -
Number of STORs received: 2017
Suspicious transaction and order reports we received in 2017. -
Primary Market Bulletin 45
This edition of the FCA’s Primary Market Bulletin covers sustainability disclosures, third-country audit firms, listing suspensions and shell company listing rules. -
INHERIT WEALTH
INHERIT WEALTH is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
FCA winds up a boiler room
The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Transaction review of submissions information sheet [pdf]