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Showing 1181 to 1190 of 7863 search results for market watch.

  1. Primary Market Bulletin Issue 26 [pdf]

    Newsletters

    Published: 17/12/2019

    This edition of the FCA’s Primary Market Bulletin covers updated technical notes on prospectus regulation.
  2. Annual notification form [docx]

    Primary market

    Published: 22/11/2021

    Last modified: 18/11/2024

    Guidance in relation to our sponsor competence requirements (LR 8.6.7R (2)), including advice on completing the relevant sections of the annual notification form, can be found in FCA Technical Note 714.2 and 715.1.
  3. Final Notice 2022: Philippe Moryoussef [pdf]

    Final notices

    Published: 28/07/2022

    This Final Notice refers to Mr Moryoussef’s fitness and propriety to perform a regulated function, following his conviction for conspiracy to defraud. We have prohibited Mr Moryoussef from performing any function in relation to a regulated activity
  4. Final Notice 2020: Redcentric PLC [pdf]

    Final notices

    Published: 26/06/2020

    This final notice (Redcentric PLC) refers to a breach of section 118(7) FSMA and the committal of market abuse by the publishing of false and misleading information about the financial position of an AIM-listed company. We imposed a public censure
  5. UK EMIR news archive

    Firms

    Published: 22/05/2016

    Last modified: 30/09/2024

    Read our archive of news relating to UK and EU EMIR dating back to August 2013.
  6. Number of STORs received: 2017

    Markets

    Published: 04/05/2016

    Last modified: 16/03/2026

    Suspicious transaction and order reports we received in 2017. 
  7. Primary Market Bulletin 45

    Newsletters

    Published: 10/08/2023

    Last modified: 10/06/2026

    This edition of the FCA’s Primary Market Bulletin covers sustainability disclosures, third-country audit firms, listing suspensions and shell company listing rules.
  8. INHERIT WEALTH

    Warnings

    Published: 02/09/2024

    Last modified: 02/09/2024

    INHERIT WEALTH is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. FCA winds up a boiler room

    Press Releases

    Published: 20/03/2014

    Last modified: 01/04/2014

    The FCA has an overarching strategic objective of ensuring the relevant markets function well.
  10. Transaction review of submissions information sheet [pdf]

    Primary market

    Published: 01/04/2013

    Last modified: 01/04/2013

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