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Confidence to crisis and back
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Countdown to the Consumer Duty
Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar -
REF Capital Markets (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
Passporting between the UK and Gibraltar
Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2026. Find out more. -
FSA - FG12/13: Summary of feedback received [pdf]
In October 2011, we published guidance for consultation on the practice of ‘payment for order flow’. This practice involves market makers making payments to brokers that introduce orders for execution. -
Call for input: Evaluation of RDR and FAMR form
Q21: What market developments have taken place since the RDR and FAMR reviews? ... Q22: What future market trends do you expect to see and what do you expect their effects will be? -
Primary Market Technical Note: Listing applicants with cannabis-related businesses [pdf]
Primary Market Technical Note: Listing applicants with cannabis-related businesses -
GP Markets Limited (clone)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. -
Unlocking regulatory reporting TechSprint
The aim of the event was to identify potential solutions to help improve the efficiency of regulatory reporting. -
Primary Market Technical Note: Structured digital reporting for annual financial statements prepared in accordance with International Financial Reporting Standards - Primary Market/TN/507.1 (Amendment) [pdf]
Primary Market Technical Note: Structured digital reporting for annual financial statements prepared in accordance with International Financial Reporting Standards - Primary Market/TN/507.1 (Amendment)