Showing 1311 to 1320 of 7864 search results for market watch.

1311. Number of STORs received: 2019

      Markets

      Published: 28/02/2020

      Last modified: 16/03/2026

      Find out how many suspicious transaction and order reports the FCA received in 2019.

1312. LIBOR – 6 months to go

      Speeches

      Published: 05/07/2021

      Last modified: 05/07/2021

      Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy, delivered at UK Finance's Commercial Finance Week

1313. Final Notice 2019: Paul Stephany [pdf]

      Final notices

      Published: 05/02/2019

      This Final Notice (Paul Stephany) refers to breaches by an individual of Statement of Principle 2 and 3 relating to failing to observe proper standards of market conduct and failing to act with due skill, care and diligence in the asset management

1314. Notes to TR1 Form [pdf]

      Primary market

      Published: 01/04/2013

      Last modified: 01/04/2013

1315. Loan Choice/Loan Watch (clone) (clone of FCA authorised firm)

      Warnings

      Published: 29/09/2017

      Last modified: 21/11/2020

      We have published this statement in order to warn consumers against dealing with unauthorised firms.

1316. Final Notice 2019: Kevin Gorman [pdf]

      Final notices

      Published: 20/12/2019

      This Final Notice refers to breaches of Article 19(1) of MAR related to failing to notify trading in shares to their issuer and the FCA as a PDMR in the issuer sector. We imposed a financial penalty.

1317. FCA Research Agenda [pdf]

      Corporate documents

      Published: 17/04/2019

      The FCA's research agenda combines economics, statistics, behavioural science, and market data and intelligence together with newer techniques in machine learning and artificial intelligence to understand how markets work, and how the FCA can make

1318. Apex Market Option Capital

      Warnings

      Published: 14/05/2024

      Last modified: 14/05/2024

      Apex Market Option Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

1319. FCA Final Notice 2014: 7722656 Canada Inc formerly carrying on business as Swift Trade Inc [pdf]

      Final notices

      Published: 24/01/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of MAR related to market abuse in the trading firms sector. We imposed a fine.

1320. Primary Market Bulletin 37

      Newsletters

      Published: 09/12/2021

      Last modified: 11/06/2026

      This edition of the FCA’s Primary Market Bulletin covers annual financial reporting, Primary Information Providers and sponsor conflicts of interest.