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FCA Supervision Strategy for Lloyd’s & London Market Intermediaries and Managing General Agents (LLMI) Portfolio Letter [pdf]
FCA Supervision Strategy for Lloyd’s & London Market Intermediaries and Managing General Agents (LLMI) portfolio letter. -
Hardcastle (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
Chancellor's Mansion House speech statement
We welcome the Chancellor’s Mansion House speech and will work closely with the Treasury to support the proposals announced by the Chancellor. -
Prescribed Persons Annual Report 2025/26
This report covers whistleblowing disclosures made to us under the Prescribed Persons Regulations 2017, covering 1 April 2025 to 31 March 2026. -
Our Positive Impact 2023 [pdf]
The FCA sets out and, where possible, quantify the benefits to consumers and markets that its activities generate in terms of the topline outcomes highlighted in its 3-year Strategy. -
Primary Market Technical Note: Disclosures in relation to ESG matters, including climate change - December 2021 / Primary Markets / TN / 801.2 (Amendment) [pdf]
Primary Market Technical Note: Disclosures in relation to ESG matters, including climate change - December 2021 / Primary Markets / TN / 801.2 (Amendment) -
FSA Complaints data 2012 H1 [xls]
Aggregate complaints statistics: 2006 - 2012 (H1). Including opened, closed, upheld, speed of closure and redress. -
FCA consults on new benchmarks powers
In this statement, we set out our potential approach to the use of proposed new powers under the Financial Services Bill to ensure an orderly wind down of LIBOR. -
RDR & FAMR Review Roadshows
Following the publication of our Call for Input, which marks the start of our Retail Distribution Review/Financial Advice Market Review, we are holding a series of afternoon events across the United Kingdom where we are seeking your input and -
Our investigations – the evolving approach
Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.