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Application for a requirement on part 4A permission: La Cloche Capital Markets Limited [pdf]
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Checklist - Cross-reference list Annex XXIX [doc]
Checklist - Cross-reference list Annex XXIX -
Sample business plan
If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP). -
Cancel or dissolve your society
How to cancel or dissolve a society. -
Global Astock Market Trade
Global Astock Market Trade is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Marketing material changes
We explain which AIFM firms have to notify us if they make changes to their marketing information. Find out what your firm needs to do. -
Competition law and wholesale markets [pdf]
An overview of competition law and wholesale markets, written in conjunction with the Competition and Markets Authority. -
Kwakol Markets / kwakolmarkets.com
Kwakol Markets / kwakolmarkets.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
MMR Implementation work for 2013/2014 [pdf]
While the final rules for the Mortgage Market Review (MMR) do not come into effect until 26 April 2014, the key to successful implementation is to start planning early. -
FCA's pay, grading and benefits
The FCA's Employment Offer designed to reward strong, consistent performance, aid career development and close pay gaps.