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FCA explains video guides: CMCs regulation
Watch our step-by-step guides to find out what you need to do to get your firm ready for FCA regulation. -
Rebalancing risk to fuel growth
Speech by Dominic Holland, director of market oversight, at the Association of Corporate Treasurers Annual Conference 2025. -
CRA Market Share Report 2023 [pdf]
The FCA has published its third annual Market Share Report for UK registered credit rating agencies. -
FCA Procedural note: Primary Market Oversight and Listing– decision making and individual guidance processes - October 2019 / FCA / PN / 908.2 (Amendment) [pdf]
FCA Procedural note: Primary Market Oversight and Listing– decision making and individual guidance processes - October 2019 / FCA / PN / 908.2 (Amendment) -
FSA - FG13/2 [pdf]
The FCA has taken over the OFT's responsibilities for consumer credit regulation from 1 April 2014. As a result, the OFT elements of this joint guidance (including Annex 2) are no longer in force. Annex 1 continues to apply, and references to 'FSA' -
Secondary Annuity Market: workshop minutes 1 June 2016 [pdf]
The FCA and HMT held a workshop on Wednesday 1 June to seek input into Government and FCA proposals for the Secondary Annuity Market. -
Checklist - Cross-reference list - Annex VII [doc]
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Infographic: Price cap for the rent-to-own market [pdf]
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Mortgages Product Sales Data (PSD) Tables 2019 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2019. -
Variation of Permission (VOP) for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers [docx]
Variation of Permission (VOP) for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers