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Our Positive Impact 2025 [pdf]
Our Positive Impact report highlights the benefits of our activities to consumers and markets. -
Primary Market Technical Note: Related party transactions by closed-ended investment funds – amendment to an existing investment management agreement to cover new money- UKLA / TN / 404.1 (Amendment) [pdf]
Primary Market Technical Note: Related party transactions by closed-ended investment funds – amendment to an existing investment management agreement to cover new money- UKLA / TN / 404.1 (Amendment) -
Motor Finance – update
We have published an update on our review of the motor finance sector (PDF), setting out our findings so far and the areas of concern that we will focus on for the remainder of our review, which will be completed in 2018. -
New mortgage rules come into force
The new mortgage lending rules were confirmed in the Mortgage Market Review, finalised in October 2012. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
My UK Loans
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised individual and how to protect yourself from scammers. -
SDS Form – For Debt Supplementary Prospectuses being approved under UK Prospectus Regulation only [docx]
SDS Form – For Debt Supplementary Prospectuses being approved under UK Prospectus Regulation only. -
FOI8139 response annex B [csv]
This file contains the contact information (name, address, phone, email, website) held for all companies and/or individuals who held permissions to carry out defined benefits pension transfers on 31/12/2018 but who have since relinquished their -
Market Data Processor (MDP) Disconnection form [doc]
Market Data Processor (MDP) Disconnection form -
Conduct Risk Briefing
Speech by Robert Taylor, Head of Wealth Management & Private Banking, at the FCA. This is the text of the speech as drafted, which may differ from the delivered version. -
Market integrity and strategic approach
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.