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Showing 1371 to 1380 of 7864 search results for market watch.
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Cryptos Market / cryptosmarket.com
Cryptos Market / cryptosmarket.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Market Data Processor (MDP) on-boarding application form [doc]
This MDP on-boarding application form is used to advise us what MiFID II data types an entity will be submitting. -
Primary Market/TN/717.2 – Sponsors: Record Keeping Requirements – amendment [pdf]
Primary Market/TN/717.2 – Sponsors: Record Keeping Requirements – amendment. -
Final Notice 2024: Citigroup Global Markets Limited [pdf]
This Final Notice refers to breaches of PRIN 2 and 3, and MAR 7A 3.2 related to wholesale conduct in the investment bank sector. We imposed a fine. -
Sponsor conflicts of interest
Our rules require sponsors to identify and manage different conflicts of interest. Learn about our involvement in assessing conflicts. -
Annuity comparator: our research
Find out more about FCA research into the implementation and effects of the proposed ‘annuity comparator’ -
Decision Notice: Corrado Abbattista [pdf]
This Decision Notice refers to a breach of Article 15 of the Market Abuse Regulation. Our view is that the individual is not fit and proper and therefore a financial penalty and a prohibition should be imposed. -
Hedge Fund Survey [pdf]
The FCA collected data from hedge funds and hedge fund managers to inform its supervisory activity, with the aim of ensuring markets work well and of promoting market integrity. -
Assessing Suitability Review - Results [pdf]
This report sets out the findings from our review into the market for pensions and investment advice. -
FSA Commentary on FSA Complaints Data 2010 H1 [pdf]
FSA commentary on FSA Aggregate Complaints Data 2010 H1 including highlights.