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FCA Prudential Supervision Forum
We have a single statutory objective, to ensure that relevant markets work well, underpinned by the operational objectives of protecting and enhancing the integrity of the UK financial system; securing an ... This informs our approach to prudential -
Retirement income market interactive analysis 2022/23
View interactive dashboards of the retirement income market, based on the 2022/23 data. -
Who we work with
Find out more about the UK agencies, government departments, Designated Professional Bodies and other regulators the FCA cooperates with. -
FCA Final Notice 2014: John Christopher Hughes [pdf]
This final notice refers to breaches of FIT related to market protection, wholesale conduct, and lack of fitness/propriety in the investment bank. We imposed a prohibition. -
FSA - Primary Market Bulletin No.4: Text amended [pdf]
The listing and prospectus regimes are separate. An issuer who requires its securities to be admitted to the Official List maintained by the UKLA must apply to us for those securities to be listed. The issuer must then meet whichever set of listing -
Primary Market Bulletin Issue No. 30
This edition of the FCA’s Primary Market Bulletin covers the PDMR regime, prospectus regulation exemptions and global depositary receipts. -
Our gender pay gap 2018
We report on our gender pay gap and our target to increase the senior representation of women at the FCA -
Banking providers’ fraud controls [xlsx]
This spreadsheet contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their -
FCA Final Notice 2014: Ian Charles Hannam [pdf]
This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine. -
Apply to Innovation Pathways
If you want to apply for Innovation Pathways support, find out how to submit your application and what happens next in the process.