Showing 1411 to 1420 of 7864 search results for market watch.

1411. Primary Market Technical Note: TCFD aligned climate-related disclosure requirements for listed companies - February 2022 / Primary Market / TN / 802.1 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: TCFD aligned climate-related disclosure requirements for listed companies - February 2022 / Primary Market / TN / 802.1 (Amendment)

1412. Primary Market Procedural note: Sponsor firms – ongoing requirements during re-organisations - UKLA / PN / 909.2 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Procedural note: Sponsor firms – ongoing requirements during re-organisations - UKLA / PN / 909.2 (Amendment)

1413. Primary Market Technical Note: Sponsors:Identifying and managing conflicts - August 2017 / UKLA/TN/701.3 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: Sponsors:Identifying and managing conflicts - August 2017 / UKLA/TN/701.3 (Amendment)

1414. FSA UKLA Document [doc]

      Primary market

      Published: 13/03/2013

      Last modified: 05/08/2016

      UKLA

1415. Custodians

      Firms

      Published: 05/07/2023

      Last modified: 17/09/2024

      Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

1416. Primary Market Technical Note: Listing Principle 2 Dealing with the FCA in an open and cooperative manner - UKLA / TN / 209.3 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: Listing Principle 2 Dealing with the FCA in an open and cooperative manner - UKLA / TN / 209.3 (Amendment).

1417. Primary Market Technical Note: Class testing changes to an investment management agreement - August 2020 / Primary Market / TN / 403.2 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: Class testing changes to an investment management agreement - August 2020 / Primary Market / TN / 403.2 (Amendment)

1418. Societies prosecuted under the Friendly Societies Act and the Industrial and Provident Act - 2010 [pdf]

      Data

      Published: 15/02/2011

      Last modified: 11/07/2016

      Societies that have been prosecuted for not submitting their annual returns and accounts in 2010.

1419. Checklist - Cross-reference list Annex XXVIII [doc]

      Primary market

      Published: 22/03/2013

      Last modified: 24/03/2016

      Checklist - Cross-reference list Annex XXVIII

1420. Apply to be a registered AIFM

      Firms

      Published: 06/06/2016

      Last modified: 01/12/2025

      Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.