Showing 1441 to 1450 of 7864 search results for market watch.

1441. Open markets and common causes: International collaboration and the modernisation of financial services regulation in the UK

      Speeches

      Published: 14/09/2023

      Last modified: 05/12/2025

      Speech by Ashley Alder, Chair, delivered at the Eurofi Conference.

1442. FOI8139 response annex A [csv]

      FOI releases

      Published: 31/03/2022

      This file contails the contact information (name, address, phone, email, website) held for all companies and/or individuals who held permissions to carry out defined benefits pension transfers between 26/01/2020 and 10/03/2021.

1443. FSA Complaints data 1 July to 31 December 2011 [pdf]

      Data

      Published: 19/04/2013

      Last modified: 04/08/2016

      FSA commentary on FSA Aggregate Complaints Data 2011 H2 including highlights.

1444. Transparency

      About us

      Published: 05/04/2016

      Last modified: 15/09/2025

      The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament.

1445. Update on PISCES and pre-application support

      Statements

      Published: 10/04/2025

      Last modified: 05/12/2025

      Our update post PISCES consultation.

1446. Occasional Paper No. 34: Effects of the advice requirement and intermediation in the UK mortgage market [pdf]

      FCA research

      Published: 04/05/2018

      This Occasional Paper uses the introduction of the MMR to investigate two questions. First, we estimate the impact of the new advice requirement on the outcomes of those directly affected: consumers who chose not to receive advice before the MMR.

1447. Nimble Markets

      Warnings

      Published: 09/04/2020

      Last modified: 09/04/2020

      Nimble Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

1448. Data Bulletin: May 2017 - Retail intermediary sector

      Data

      Published: 25/05/2017

      Last modified: 21/08/2019

      This issue focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.

1449. Primary Market Technical Note 623.2: Documents available for inspection [pdf]

      Primary market

      Published: 24/06/2021

      The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most

1450. Primary Market Technical Note: Co-investment between closed-ended funds and their investment managers' employees - UKLA/TN/402.1 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: Co-investment between closed-ended funds and their investment managers' employees - UKLA/TN/402.1 (Amendment)