Showing 1461 to 1470 of 7864 search results for market watch.

1461. Apply to the Regulatory Sandbox

      Firms

      Published: 27/03/2022

      Last modified: 24/07/2026

      How to apply to test in the FCA's Regulatory Sandbox and what happens after submitting your application.

1462. Financial Sanctions

      Firms

      Published: 15/05/2016

      Last modified: 13/02/2026

      Find out what to do if your firm is subject to financial sanctions or you suspect there has been a sanctions breach.

1463. Primary Market Technical Note: Share buy-backs with mix and match facilities - February 2019 / FCA / TN / 202.2 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: Share buy-backs with mix and match facilities - February 2019 / FCA / TN / 202.2 (Amendment)

1464. Primary Market Technical Note: Acquiring assets effected by way of a scheme of reconstruction - UKLA / TN / 401.1 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: Acquiring assets effected by way of a scheme of reconstruction - UKLA / TN / 401.1 (Amendment).

1465. Financial Advice Market Review (FAMR) - baseline report [pdf]

      External research

      Published: 30/06/2017

      This is our baseline report into the development of a market that delivers affordable and accessible financial advice and guidance.

1466. I want to invest in a UK company or FCA-regulated firm: FCA support services

      Firms

      Published: 15/07/2025

      Last modified: 15/07/2025

      FCA services help investors seeking to invest in UK financial services.

1467. FCA Q3 13/14 Number of skilled person reports commissioned [pdf]

      Data

      Published: 31/01/2014

      Last modified: 12/07/2016

      Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

1468. FCA Q4 13/14 Number of skilled person reports commissioned [pdf]

      Data

      Published: 01/05/2014

      Last modified: 12/07/2016

      Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

1469. FSA Complaints data 2011 H1 [pdf]

      Data

      Published: 19/04/2013

      Last modified: 04/08/2016

      Aggregate complaints statistics: 2006 - 2011 (H1). Including opened, closed, upheld, speed of closure and redress.

1470. Primary Market Technical Note: Disclosure of “lock-up” agreements - December 2019 / Primary Market / TN / 522.3 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: Disclosure of “lock-up” agreements - December 2019 / Primary Market / TN / 522.3 (Amendment)