Search results
Showing 1481 to 1490 of 7864 search results for market watch.
-
FCA Q3 14/15 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
Joint statement by the FCA, FRC and PRA
Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation -
trust-market.top / Silga Pro
trust-market.top / Silga Pro is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Market Brokeage / marketbrokeage.com
Market Brokeage / marketbrokeage.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
465 View Options
465 View Options is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Knight Capital Markets (clone) (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
Primary Market Technical Note: Investment management agreements and independence of the board - UKLA / TN / 405.1 (Amendment) [pdf]
Primary Market Technical Note: Investment management agreements and independence of the board - UKLA / TN / 405.1 (Amendment) -
Primary Market Technical Note: Closed-ended investment funds with multiple share classes - UKLA / TN / 407.1 (Amendment) [pdf]
Primary Market Technical Note: Closed-ended investment funds with multiple share classes - UKLA / TN / 407.1 (Amendment) -
Societies prosecuted under the Friendly Societies Act and the Industrial and Provident Act - 2008 [pdf]
Societies that have been prosecuted for not submitting their annual returns and accounts in 2008. -
Report wrongdoing or misconduct in financial services
If you're a firm or professional with information about potential or actual wrongdoing or misconduct in an area of financial services that the FCA regulates, you can use our web form to report it.