Showing 1511 to 1520 of 7864 search results for market watch.

1511. FCA Technical Note: Sponsors: Record Keeping Requirements [pdf]

      Primary market

      Published: 11/07/2024

      Sponsor’s record keeping obligations.

1512. FCA Technical Note: Responsibilities of a sponsor: Specialist due diligence [pdf]

      Primary market

      Published: 11/07/2024

      Sponsors are expected to be knowledgeable in the listing rules, prospectus rules and disclosure requirements and transparency rules.

1513. FCA Technical Note: FCA reviews of sponsor services [pdf]

      Primary market

      Published: 11/07/2024

      Our overall approach to supervising sponsors.

1514. Checklist - Cross-reference list Annex XXVI [doc]

      Primary market

      Published: 22/03/2013

      Last modified: 24/03/2016

      Checklist - Cross-reference list Annex XXVI

1515. List of industry guidance

      Firms

      Published: 04/08/2015

      Last modified: 02/02/2026

      FCA list of industry guidance

1516. Portfolio letter: Our Alternatives Supervision Strategy [pdf]

      Portfolio letters

      Published: 22/01/2020

      This letter outlines our view of the key risks of harm that alternative investment firms pose to their customers or the markets in which they operate.

1517. Annex 4 to Evaluation Paper 19/1: Consumer Intelligence’s technical report [pdf]

      Corporate documents

      Published: 04/10/2019

      This technical report outlines the quantitative insights procured by the Financial Conduct Authority (FCA) on the impact of the 2017 renewal disclosure legislation on consumer behaviour within the Pet, Motor and Home insurance markets.

1518. Primary Market Technical Note: Eligibility of closed-ended investment funds - UKLA / TN / 408.1 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: Eligibility of closed-ended investment funds - UKLA / TN / 408.1 (Amendment)

1519. Primary Market Technical Note: Equality of treatment – Listing Principle 5 - UKLA / TN / 207.2 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: Equality of treatment – Listing Principle 5 - UKLA / TN / 207.2 (Amendment)

1520. Primary Market Technical Note: Quantified financial benefits statements - February 2019 / FCA / TN / 315.1 (Amendment) [pdf]

      Primary market

      Published: 13/12/2024

      Primary Market Technical Note: Quantified financial benefits statements - February 2019 / FCA / TN / 315.1 (Amendment)