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DP24/4: Regulating cryptoassets – Admissions & Disclosures and Market Abuse Regime for Cryptoassets
The FCA wants feedback to help us develop our approach to cryptoasset Admissions and Disclosures (A&D) and the Market Abuse Regime for Cryptoassets (MARC). -
FCA Procedural note: Block Listings - August 2020 / Primary Market / PN / 907.3 (Amendment) [pdf]
FCA Procedural note: Block Listings - August 2020 / Primary Market / PN / 907.3 (Amendment) -
Primary Market Technical Note: Definition of 'investment manager'/ UKLA / TN / 410.1 (Amendment) [pdf]
Primary Market Technical Note: Definition of 'investment manager'/ UKLA / TN / 410.1 (Amendment) -
Primary Market Technical Note: Real Estate Investment Trusts - UKLA / TN / 421.1(Amendment) [pdf]
Primary Market Technical Note: Real Estate Investment Trusts - UKLA / TN / 421.1(Amendment) -
Primary Market Technical Note: Long-term incentive schemes – UKLA / TN / 208.1 (Amendment) [pdf]
Primary Market Technical Note: Long-term incentive schemes - UKLA / TN / 208.1 (Amendment) -
Progress of sales through stages of the review [pdf]
Progress of interest rate hedging product sales through stages of the review as at 30 September 2016. -
Whistleblowing quarterly data 2023 Q2
The data shows the number of new whistleblowing reports the FCA received in April and June 2023 and the allegations they featured. -
Societies prosecuted under the Industrial and Provident Societies Act and the Friendly Societies Act - 2014 [pdf]
Societies that have been prosecuted for not submitting their annual returns and accounts in 2014. -
Asset Land - Information for investors
The Asset Land companies and their directors promoted and operated collective investment schemes (CIS) without FCA authorisation -
FCA v former iSOFT directors
The Financial Conduct Authority (FCA) has today announced that it has decided not to pursue a second retrial in the case against Stephen Graham, Timothy Whiston and John Whelan (formerly of ISoft plc) at Southwark Crown Court. The FCA will also not