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Showing 1571 to 1580 of 7864 search results for market watch.
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Societies prosecuted in 2015 under the Co-operative and Community Benefit Societies Act 2014 [pdf]
Societies that have been prosecuted for not submitting their annual returns and accounts in 2015. -
FCA Q2 13/14 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
MIC codes for UK Regulated Markets [pdf]
Regularly updated list of ID codes for UK regulated markets, multilateral trading facilities and organised trading facilities. -
Retail Investments Product Sales Data (PSD) Tables 2018 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2018. -
FCA launches three-year strategy to improve outcomes
The FCA has launched a new strategy to improve outcomes for consumers and businesses throughout the UK. -
Occasional Paper 63: HFTs and Dealer Banks: Liquidity and Price Discovery in FX Trading [pdf]
We characterise the liquidity provision and price discovery roles of dealers and HFTs in the FX spot market during the sample period between 2012 and 2015. -
Ayondo Markets Ltd. (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
Checklist - Cross-reference list Annex XXV [doc]
Checklist - Cross-reference list Annex XXV -
Checklist - Cross-reference list Annex XXIII [doc]
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Sponsors – guidance on the competence requirements set out under UKLR 24.4.12R(2)(b) [pdf]
Sponsors – Guidance on the competence requirements set out under UKLR 24.4.12R(2)(b)