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Sponsors – guidance on the competence requirements set out under UKLR 24.4.12R(2)(b) [pdf]
Sponsors – Guidance on the competence requirements set out under UKLR 24.4.12R(2)(b) -
Mobile phone insurance: Follow-up review findings [pdf]
This report presents the findings from our follow-up review of the mobile phone insurance market. -
FSA - Procedures for electronic submission [pdf]
Information for corporate users including on how to log on, create cases and submit documents. -
Primary Market Technical Note: Restrictions on transfer - UKLA / TN / 101.2 (Amendment) [pdf]
Primary Market Technical Note: Restrictions on transfer - UKLA / TN / 101.2 (Amendment) -
Primary Market Bulletin 63
In this edition we finalise TN 717.3, consult on proposed changes to the guidance in TN 619.2, highlight changes to our Handbook following recent Quarterly Consultation Papers and update on our work regarding specialist issuers. -
FCA Q1 13/14 Number of skilled person reviews commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
MoU between the FSA and the US New Jersey Department of Banking and Insurance [pdf]
In light of the growing globalisation of insurance markets, the New Jersey Department of Banking and Insurance and the Financial Services Authority hereby enter into this Memorandum of Understanding to provide a formal basis for cooperation and -
Purchase of own equity securities [docx]
Circulars (premium listed issuers) forms. -
DP24/4: Regulating cryptoassets: Admissions & Disclosures and Market Abuse Regime for Cryptoassets [pdf]
This Discussion Paper focuses on the future market abuse regime for cryptoassets (MARC) and cryptoasset admissions and disclosures regime (A&D). -
How the credit card market is working
Read our research on how the credit card market is working for consumers and how the providers make their money.