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FCA Data Bulletin: Issue 5 - February 2016 [pdf]
The fifth FCA Data Bulletin provides insight into a range of areas, including: Highlights from our report on Retirement Income Market Data, an update on attestations and skilled person reports, an update on our work regarding financial promotions, -
FCA bans Terry Farr
The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled -
Primary Market Technical Note: Ratification circulars - UKLA / TN / 204.2 (Amendment) [pdf]
Primary Market Technical Note: Ratification circulars - UKLA / TN / 204.2 (Amendment) -
FSA - FG12/18: Summary of feedback received [pdf]
We received one response to this consultation. This came from the Financial Services Consumer Panel. The Panel raised three points; No new guidance, The market has not been halted, Unauthorised business. -
FSA - DP07/1 [pdf]
Discussion FSA - DP07/1 - In this Overview we summarise the issues we are seeking to resolve through this review of retail distribution, the ideas that have already been put forward, and how far we think these ideas could make a real difference to -
FCA pay gap data 2023
The FCA pay gap data for 2023 covers the reporting period 1 April 2022 to 31 March 2023. -
Retail Investments Product Sales Data (PSD) Tables 2017 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2017. -
FCA Data Bulletin: Issue 1 - October 2014 [pdf]
The first FCA Data Bulletin gives you some key information about what the FCA does and the markets it regulates. The Data Bulletin brings together all the valuable information the FCA collates, to ensure that you have clear and easy access to the FCA -
Cash savings: Sunlight remedy - April 2016 [pdf]
Lowest interest rates offered on different types of savings accounts at 1 April 2016 -
Whistleblowing quarterly data 2023 Q1
The data shows the number of new whistleblowing reports the FCA received in January to March 2023 and the allegations they featured.