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Showing 1621 to 1630 of 7864 search results for market watch.
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Consultancy Ltd t/a Stratx Markets
Consultancy Ltd t/a Stratx Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
FSA Complaints data 2011 H2 [pdf]
Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress. -
Final Notice 2022: Citigroup Global Markets Limited [pdf]
This Final Notice refers to breaches of Principle 2 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Investment Banking and Trading Firm sector. We -
FCA Procedural note: Listing securities via final terms - UKLA / PN / 902.2 (Amendment) [pdf]
FCA Procedural note: Listing securities via final terms - UKLA / PN / 902.2 (Amendment). -
MS23/1.5: Wholesale Data Market Study Responses to Terms of Reference [pdf]
MS23/1.5: Wholesale Data Market Study Responses to Terms of Reference. -
FCA publishes 2016/17 Business Plan
Tracey McDermott, acting Chief Executive of the FCA said:. 'It is our job to make markets work well. ... PRA). The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Application form for approval as a sponsor [docx]
UK Listing sponsor form. -
MARKET MAJESTY SECURE INVESTMENT
MARKET MAJESTY SECURE INVESTMENT is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Industry testing for FCA FITRS
On this page we outline the plan for industry tests of FCA FITRS (Financial Instrument Transparency System) which will run from 10 October to 25 October 2019. -
FSA - GC13/1 [pdf]
The proposed guidance is required by section 234F of the Financial Services and Markets Act 2000. It does not relate to the Handbook.