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Accountability, from debate to reality
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
PS23/4: Improving Equity Secondary Markets [pdf]
The proposals aim to enhance execution quality for investors by lowering the cost of trading, reducing market impact and ultimately increasing liquidity. -
Admiral Markets Ltd (Clone of FCA Authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
CP25/39: Adapting our requirements for a changing pensions market [pdf]
The FCA seeks views on proposed rules to better support consumers using digital pension planning tools and consumers making non-advised decisions to transfer Defined Contribution (DC) pensions. -
Retail Investments Product Sales Data (PSD) Tables 2016 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2016. -
Learning the lessons of the past as an industry
In light of the recent FOREX investigation, which saw the FCA uncover failures by firms to correct their controls to prevent attempts to manipulate the market after the LIBOR failings had ... That is where I think enforcement action has its value; not -
Interest rate hedging products - Banks progress position [pdf]
Interest rate hedging products - This table summarises the banks’ progress and the position at the end of March 2016 -
FOREX E-COMMERCIAL MARKET/FXECM
FOREX E-COMMERCIAL MARKET/FXECM is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
FCA fines Barclays £40 million
The FCA has fined Barclays £40 million in total for its failure to disclose certain arrangements with Qatari entities in 2008. -
Mortgages - Product Sales Data (PSD) Glossary [pdf]
Find out what the FCA means by the terms it uses in its Product Sales Data.