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Showing 1641 to 1650 of 7864 search results for market watch.
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Consultation responses: your confidentiality and personal data
Tell the FCA if you consent for your name and response to a formal consultation to be made public. -
Pure Protection Contracts Product Sales Data (PSD) Tables 2018 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2018. -
Societies cancelled in 2015 [pdf]
Societies that have been cancelled for not submitting their annual returns and account in 2015. -
Market Interface Specification (MIS) confidentiality agreement [docx]
Entities wishing to become submitting entities under MiFID II need to complete a confidentiality agreement to request a copy of the Market Interface Specification (MIS). -
Consumer protection in the listing regime
A common theme of recent discussions of equity markets issues has been the need for greater engagement by investors. ... when the controlling shareholder is not observing accepted market norms. in the election of independent directors. -
CP25/34: ESG (environmental, social, governance) ratings: Proposed approach to regulation [pdf]
Read the FCA consultation on rules to improve transparency and trust in the ESG ratings market. -
Guidance Consultation - UKLA Technical Note 709.3 - Sponsors’ obligations on financial position and prospects procedures [pdf]
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Fxcglobal / fxcglobal.net
Fxcglobal / fxcglobal.net is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Areas of research interest
The priority research questions shaping our work, and where we want to collaborate and build evidence with you. -
UK Listing Rules checklists
Use these checklists to confirm compliance with the applicable disclosure requirements when submitting documents for FCA approval.