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FS22/4: ESG integration in UK capital markets: Feedback to CP21/18 [pdf]
fs22/4: ESG integration in UK capital markets: Feedback to CP21/18 -
Retail Investments Product Sales Data (PSD) Tables 2019 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2019. -
Whistleblowing quarterly data 2023 Q3
The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured. -
FCA cancels listing of Umuthi Healthcare Solutions
The Financial Conduct Authority (FCA) has decided to discontinue the listing of the standard shares of Umuthi Healthcare Solutions plc (UHS). -
Regulating for growth – the future is now
Speech by Jessica Rusu, FCA chief data, information and intelligence officer, delivered at Merchant Taylors’ Hall, Future of Fintech 2025. -
Occasional Paper 64: OTC market frictions in stressed markets
Our research explores the impact of over-the-counter (OTC) market frictions on liquidity in the UK gilt market. -
DP22/1: Resilience of Money Market Funds [pdf]
DP22/1: Resilience of Money Market Funds -
Human face of regulation
Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London -
FCA Statement on the London Metal Exchange (LME)
Whilst the LME’s warehousing arrangements are not directly regulated by the FCA, they play an important role in the functioning of the LME’s market. ... We see these measures as a first step towards strengthening LME’s warehousing arrangements and -
Guidance Consultation - UKLA Technical Note 718.1 - Sponsors’ duty regarding directors of listed companies [pdf]