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Guidance Consultation - UKLA Technical Note 720.1 - Sponsors’ obligations on no adverse impact [pdf]
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Sector Views 2018 [pdf]
The FCA needs a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, it divides the system into sectors and monitors them continuously. -
FCA update on share trading obligations
ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019. -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. -
MiFID II – the road ahead
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
PS26/5: Changes to the UK Short Selling Regime
FCA has finalised new rules and guidance for short selling activity. -
Notice of Decision 2024: Auto:Market Bristol Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Credit Rating Agency UK market share report for 2024
Th FCA's fourth annual Market Share Report for UK registered credit rating agencies (CRAs). It includes the list of UK Registered CRAs, their total market share, and sector coverage. -
DP24/1: Regulation of commercial and bespoke insurance business [pdf]
This DP invites feedback on whether our rules strike an appropriate balance between safeguarding those customers who require regulatory protections and competitiveness in the commercial non-investment general insurance market. -
Aden Markets DOO / adenfxltd.com
Aden Markets DOO / adenfxltd.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.