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Information on MDP rejection codes - August 2024
FCA provides information on MDP rejection codes. -
Update on the LF Woodford Equity Income Fund
On 15 October 2019, Link Fund Solutions Ltd (LFS), the Authorised Corporate Director (ACD) of the LF Woodford Equity Income Fund (WEIF) announced that it will not seek to re-open the WEIF and instead, it will look to wind-up the fund as soon as -
Does the framing of retirement income options matter? [pdf]
A behavioural experiment -
Asset Management Portfolio Letter [pdf]
This letter outlines our view of the key risks of harm that Asset Managers pose to their customers or the markets in which they operate. You should consider whether your firm presents these risks and your strategies for mitigating them. -
Consultation UKLA Technical Note 713.1 - Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]
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FCA Data Bulletin: Issue 3 - May 2015 [pdf]
The FCA looks at how consumers use the FCA Contact Centre and what they ask about. Also where consumers are contacting them from in the UK. The Bulletin also covers complaints about firms, approved persons, skilled persons reports, other data. -
AIF 002 data definition [xlsx]
Report on an Alternative Investment Fund (AIF) -
Guidance Consultation - UKLA Technical Note 315.1 - Quantified Financial Benefits Statements [pdf]
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MS14/6.2: Credit Card Market Study: The credit card market infographic [pdf]
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Evaluation Paper 23/1: An evaluation of our 2019 overdrafts intervention [pdf]
The FCA Economics Department has carried out an ex post impact evaluation (EPIE) of the remedies in the UK market for overdraft introduced in PS19/16.