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Artificial Intelligence Public-Private Forum
Financial Services AI Public Private Forum - Call for EOI -
FSA - CP13/7 Consumer credit regulation – our proposed regime [pdf]
Consultation FSA - CP13/7 - On 1 April 2014, the regulation of the consumer credit market will be transferred from the Office of Fair Trading (OFT) to the Financial Conduct Authority (FCA). This move was announced by the Government, with the aim of -
Regulatory Sandbox eligibility criteria
Review our 5 eligibility criteria before applying to the Regulatory Sandbox. -
DP23/2: Updating and improving the UK regime for asset management [pdf]
This discussion paper sets out some ideas about how the FCA might modernise the asset management regime to improve outcomes for UK markets and consumers. -
Consultation UKLA Technical Note 405.1 - Investment management agreements and independence of the board [pdf]
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Sponsors' obligations on established procedures [pdf]
Primary Market/TN/719.2 – Sponsors' obligations on established procedures -
FSA - PS12/11 [pdf]
Policy FSA - PS12/11 - This Consolidated Policy Statement (PS) summarises our policy with regard to our fee-raising powers under the Financial Services and Markets Act 2000. This PS gives a broad overview of our fees rules and firms should always -
Checklist - Cross-reference list Annex IX [doc]
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Checklist - Cross-reference list - Annex XI [doc]
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Checklist - PD Annex XV – Registration Document [doc]