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CP22/12: Improving Equity Secondary Markets [pdf]
Consultation Paper on proposals aimed at improving the functioning of equity secondary markets. -
Retail Investments Product Sales Data (PSD) Tables 2013 - extended version [xls]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2013. -
CP25/20: Consultation Paper on the SI regime for bonds and derivatives [pdf]
Includes a Discussion Paper on equity markets. -
CP20/19: General insurance pricing practices market study - Consultation on Handbook changes [pdf]
In October 2019 we published the interim report for our general insurance pricing practices market study. We found that the home and motor insurance markets are not working well for all customers. While many people shop around, many loyal customers -
Sponsors’ duty regarding directors of listed companies [pdf]
Primary Market/TN/718.2 – Sponsors’ duty regarding directors of listed companies -
Consultation UKLA Technical Note 634.1 - Financial information on guarantors in debt prospectuses and requests for omission [pdf]
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FSA Firm-level complaints data 2010 H1 [xls]
FSA Firm-level complaints data 2010 H1. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure -
FSA Firm-level complaints data 2010 H2 [xls]
FSA Firm-level complaints data 2010 H2. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure. -
FG22/5: Final non-Handbook Guidance for firms on the Consumer Duty [pdf]
The Consumer Duty sets the standard of care that firms should give to customers in retail financial markets. -
MS26/2-1: Claims management services: market study terms of reference [pdf]
We are launching this market study into the provision of claims management services, including lead generation.