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DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion [pdf]
Our vision on how to make the UK an attractive place for firms and investors -
FG22/4: FCA's approach to compromises for regulated firms [pdf]
This guidance aims to help firms understand what information we need and how we approach compromises to secure an appropriate degree of protection for consumers, enhance the integrity of UK financial markets, and reduce the number of proposed -
PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules [pdf]
This Policy Statement summarises the feedback received to CP21/21, setting out our policy response to a review of the effectiveness of our primary markets. -
M26/2-2: Claims management services: market study notice [pdf]
Market study notice in accordance with section 130A of the Enterprise Act 2002. -
5 Conduct Questions Programme
The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement -
FCA statement - insuring SMEs: business interruption
FCA announces it intends to obtain a court declaration to resolve contractual uncertainty in business interruption insurance cover -
Apply to become a home finance provider
Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator. -
FSA - FG13/3 [pdf]
It has come to our attention that some CREST sponsor firms might have misread Article 69(7), here referred to as ‘the Group exemption’, of the Financial Services and Markets Act (Regulated Activities) Order 2001 (RAO). -
PS24/14: Improving transparency for bond and derivatives markets [pdf]
The FCA sets out changes to the UK bond and derivative transparency regime, including a Discussion Paper on the future of systematic internalisers. -
Requirements and directions under regulations 8 [pdf]
Requirements and directions under regulations 8(4) and (7) of the Financial Services and Markets Act 2000.