Search results
Showing 1771 to 1780 of 7864 search results for market watch.
-
Asset management market study: Interim report: MS15/2.2 [pdf]
-
FG22/1: The FCA's approach to the review of Part VII insurance business transfers [pdf]
This guidance sets out the Financial Conduct Authority’s (FCA) approach to reviewing insurance business transfer schemes under Part VII of the Financial Services and Markets Act 2000 (FSMA) (Part VII transfers or schemes). -
Consultation UKLA Technical Note 424.1 - Removal from the Official List of listed equity shares of individual funds of Open-Ended Investment Companies (OEICs) [pdf]
-
Research Note: on the representativeness of the LBMA Silver Price
The main benchmark for silver, the LBMA Silver Price, underwent changes in its methodology in August 2014 and became regulated in April 2015. In this Research Note, we assess the representativeness of the benchmark from March 2017 to September 2017. -
CP21/21: Primary Markets Effectiveness Review [pdf]
CP21/21: Primary Markets Effectiveness Review. -
Application under MIFIDPRU 4.12.6R [docx]
Application under MIFIDPRU 4.12.6R for permission to make a material change or a material extension to the use of an advanced internal market risk model -
Primary Market Bulletin 15 [pdf]
This edition of the FCA’s Primary Market Bulletin covers implementing the Market Abuse Regulation and the PDMR regime. -
Primary Market/TN/717.3 - Sponsors: Record Keeping Requirements [pdf]
Primary Market/TN/717.3 - Sponsors: Record Keeping Requirements. -
Eligibility process – Primary Market/PN/901.4 [pdf]
The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA. -
Circulation and publication of unapproved documents – Primary Market/TN/205.2 [pdf]
The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.