Showing 1811 to 1820 of 7864 search results for market watch.

1811. Antony Townsend to be new Complaints Commissioner

      Press Releases

      Published: 25/04/2014

      Last modified: 25/04/2014

      The FCA has an overarching strategic objective of ensuring the relevant markets function well.

1812. Consultation UKLA Procedural Note 903.3 - Review and approval of documents [pdf]

      Primary market

      Published: 29/03/2016

      Last modified: 29/03/2016

1813. PS23/11: Guidance on the trading venue perimeter [pdf]

      Policy statements

      Published: 05/07/2023

      We are issuing new guidance on the trading venue perimeter to make sure that firms have greater certainty about their regulatory status and help promote a level playing field, which supports competition and market integrity.

1814. MiFID II: The future of European trading in the balance

      Speeches

      Published: 19/09/2014

      Last modified: 01/11/2016

      Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

1815. CP23/10: Primary Markets Effectiveness Review: Feedback to DP22/2 and proposed equity listing rule reforms [pdf]

      Consultation papers

      Published: 03/05/2023

      We’re consulting on proposals to replace standard and premium listing share categories with a single listing category for commercial company issuers of equity shares.

1816. CP23/11: Remuneration: Enhancing proportionality for dual‑regulated firms [pdf]

      Consultation papers

      Published: 12/05/2023

      We want to ensure our remuneration rules for smaller, less complex dual-regulated firms are proportionate to the risks they pose to consumers and markets in the UK.

1817. FSA - CP10/28 [pdf]

      Consultation papers

      Published: 16/11/2010

      Last modified: 12/09/2014

      Consultation FSA - CP10/28 - Mortgage Market Review: Distribution & Disclosure

1818. How to organise a COO

      Speeches

      Published: 08/02/2023

      Last modified: 08/02/2023

      Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

1819. Consultation UKLA Technical Note 209.2 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner [pdf]

      Primary market

      Published: 23/11/2015

      Last modified: 22/12/2015

1820. Building a regulatory environment for the future

      Speeches

      Published: 22/06/2021

      Last modified: 22/06/2021

      Speech by our CEO, Nikhil Rathi, delivered at City Week 2021.