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FSA - GC10/4 [pdf]
Chi-X is launching trading in a new type of instrument on 8 November 2010 – centrally cleared contracts for difference (ccCFDs). These new instruments fall under our transaction reporting regime as the underlying instruments to these CFDs are all -
FSA - CP10/18 [pdf]
Consultation FSA - CP10/18 - The FSA's Consultation paper CP10/18 is entitled 'Implementing aspects of the Financial Services Act 2010' and publishes final rules and guidance, including a new Handbook module, the Financial Stability and Market -
Consultation UKLA Technical Note 408.1 - Eligibility of closed-ended investment funds [pdf]
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CP22/11: Winding down 'synthetic' sterling LIBOR and US dollar LIBOR [pdf]
We seek views on winding down the 1, 3 and 6-month synthetic sterling LIBOR settings, and information on market participants’ exposure to US dollar LIBOR. -
Evaluation Paper 19/1: An evaluation of our general insurance renewal transparency intervention [pdf]
The FCA evaluates the impact of its rules to increase transparency and engagement at renewal in general insurance markets. -
Final Notice 2013: Michael Coscia [pdf]
This final notice refers to breaches of MAR related to market abuse in the trading frims sector. We imposed a fine. -
FSA - GC11/21 [pdf]
Proposed guidance on transaction reporting for transactions on Turquoise Derivatives and derivative transactions conducted through clearing platforms of derivative markets where the reference data for these transactions is not made available to the -
GC13/6 Primary Market Bulletin No. 7 and proposed updates to the Knowledge Base [pdf]
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FSA - CP10/2 [pdf]
Consultation FSA - CP10/2 - The FSA's Consultation paper CP10/2 is entitled 'Mortgage Market Review: Arrears & Approved Persons'. It was published in January 2010. Comments on all proposed amendments should reach us by 30 April 2010. -
FSA - FS10/1 [pdf]
Feedback FSA - FS10/1 - This Feedback Statement reports on the main issues arising from Discussion Paper 09/3 (Mortage Market Review).