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PS16/13: Implementation of the Market Abuse Regulation, and Handbook amendments [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38: -
CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation [pdf]
We are consulting on proposed changes to the Decision Procedure and Penalties Manual and the Enforcement Guide to set out how we will enforce the Market Abuse Regulation. -
Product sales data (PSD) Pure protection contracts trends - volumes - Aggregated statistics: 2005 to 2014 - printable version [xlsx]
Transactional level data for pure protection contracts mortgages for 2005 to 2014 - printable version. -
Apply for fund authorisation
Investment funds established in the UK and structured as collective investment schemes (CIS) must be authorised by us to be promoted to retail investors in the UK. -
CP18/4: The European Money Market Funds (MMF) Regulation [pdf]
This CP sets out our proposed Handbook changes and approach to FCA fees in relation to the European Money Market Funds Regulation (the MMF Regulation, or the Regulation). -
MS14/1: Annex B: Methodology and analysis of firm data [pdf]
General insurance add-ons market study -
TR15/7: Delegated authority: Outsourcing in the general insurance market [pdf]
This report sets out the findings from our thematic review that looked at delegated authority arrangements in the general insurance market. -
TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review [pdf]
Embedding the Mortgage Market Review: Responsible Lending Review. -
CP16/12: Secondary annuity market – proposed rules and guidance [pdf]
This Consultation Paper seeks views on our proposed new rules and guidance for the secondary annuity market, which is due to start in April 2017. -
UKLA Technical Note 633.1 - Pro forma financial information [pdf]