Showing 1921 to 1930 of 7864 search results for market watch.

1921. CP17/37: Industry Codes of Conduct and Discussion Paper on FCA Principle 5 [pdf]

      Consultation papers

      Published: 03/11/2017

      We are consulting on our approach to supervising adherence to proper standards of market conduct for unregulated markets and activities, including standards set out in industry-written codes of conduct.

1922. FSA Final Notice 2012: Accendo Markets Limited [pdf]

      Final notices

      Published: 29/03/2012

      Last modified: 14/06/2014

      For the reasons set out in this Final Notice, the FSA is taking action against Accendo Markets Limited

1923. MS14/1: General insurance add-on products [pdf]

      Market studies

      Published: 11/03/2014

      Last modified: 12/09/2014

      Provisional findings of market study and proposed remedies

1924. FG15/9: Market studies and market investigation references [pdf]

      Finalised guidance

      Published: 15/07/2015

      Last modified: 15/07/2015

1925. Consultation UKLA Technical Note 520.2 - Delaying disclosure/dealing with leaks and rumours [pdf]

      Primary market

      Published: 30/06/2016

      Last modified: 30/06/2016

1926. Consultation UKLA Technical Note 521.3 - Assessing and handling inside information [pdf]

      Primary market

      Published: 30/06/2016

      Last modified: 30/06/2016

1927. Consultation UKLA Technical Note 312.1 - Shareholder votes in relation to hypothetical transactions [pdf]

      Primary market

      Published: 29/03/2016

      Last modified: 29/03/2016

1928. Consultation UKLA Technical Note 712.2 - Additional powers to supervise and discipline sponsors [pdf]

      Primary market

      Published: 29/03/2016

      Last modified: 29/03/2016

1929. Consultation UKLA Technical Note 425.1 - Open-ended investment companies and transfer restrictions [pdf]

      Primary market

      Published: 29/03/2016

      Last modified: 29/03/2016

1930. Consultation UKLA Technical Note 308.2 - Related party transactions – Modified requirements for smaller related party transactions [pdf]

      Primary market

      Published: 30/03/2015

      Last modified: 30/03/2015